||Division: Compliance (including Legal function)
1. Prepare for and deal with external and internal audits and examinations including the ones
that may be conducted by Global Internal Audit, external auditors, Self-Regulatory
Organizations (JITA and JIAA) or SESC. Manage regulatory relationship.
2. Determine company's businesses be performed in compliance with applicable laws and
regulations by reviewing results of self-assessment (RCSA) and by independently
monitoring businesses in accordance with the compliance monitoring program submitted
to Global Compliance. Conduct compliance training for all staff with respect to the
applicable laws and regulations, group policies, etc.
3. As the chairman of BRMC (Business Risk Management Committee), contribute to
enhancement of business risk management of the company by making the most of the
committee's functions such as identifying, evaluating, measuring, monitoring and
addressing material business risks. Report BRMC proceedings to Globa