株式会社コトラ(東京本社)

株式会社コトラ (東京本社)

外資系運用会社でのChief Compliance Officer

求人会社名 : 外資資産運用会社

求人ID : 117836

  • 語学(英語)を生かす
仕事内容 Division: Compliance (including Legal function)

1. Prepare for and deal with external and internal audits and examinations including the ones
that may be conducted by Global Internal Audit, external auditors, Self-Regulatory
Organizations (JITA and JIAA) or SESC. Manage regulatory relationship.

2. Determine company's businesses be performed in compliance with applicable laws and
regulations by reviewing results of self-assessment (RCSA) and by independently
monitoring businesses in accordance with the compliance monitoring program submitted
to Global Compliance. Conduct compliance training for all staff with respect to the
applicable laws and regulations, group policies, etc.

3. As the chairman of BRMC (Business Risk Management Committee), contribute to
enhancement of business risk management of the company by making the most of the
committee's functions such as identifying, evaluating, measuring, monitoring and
addressing material business risks. Report BRMC proceedings to Globa
応募資格 Should have over 10 years Compliance experience in the asset management business.
勤務地 東京都
勤務時間 同社就業規則に準じます
年収・給与 1500万円~2000万円
経験・能力を考慮の上当社規定により決定(イメージ~2000万円)
待遇 同社既定に準じます
休日・休暇 同社既定に準じます

求人会社概要

求人会社名 外資資産運用会社
概要 グループ全体で約100兆円の資産を運用する世界有数の資産運用会社です。
業種 投信・投資顧問

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