株式会社コトラ(東京本社)

株式会社コトラ (東京本社)

Institutional Business Compliance at Foreign Asset

求人会社名 : 外資系運用会社

求人ID : 116617

仕事内容 【Responsibilities】
■Providing Compliance advices to the institutional business including the Type1 and 2 Business.
■Responsible for checking and reviewing the Company's important documents including sales material, RFP, SRS and Prospectus, etc. to detect compliance problems and inappropriate description according to business custom under the FIEL,ITM law and JITA and JIAA rules.
■Preparing and filing information/documents to the regulatory agencies(FSA,KLFB,JITA and JIAA)
■Enuring the firm's activities adhere to the requirement by the regulatory agencies, as well as with the firm's internal compliance standards.
■Reporting of the compliance activities to the compliance committee, and the company's group compliance business line.
■Keeping updated the internal regulations and rules with laws, regulations and rules, and establishing new internal guidelines and procedures.
■Planning and conducting Compliance training to employees as well as Compliance team menbers
■Giving necessary instruc
応募資格 ■ 7 or more years experience in the internal control field (compliance, legal, risk management and audit) preferable
■ Proficiency in English
■ Strong interpersonal and communication skills
■Technical Requirements: MS Office tools (Excel, Word, Outlook, Power Point)
■Bachelor's degree
勤務地 東京都
勤務時間 同社就業規則に準じます
年収・給与 イメージ1300万円~
待遇 同社既定に準じます
休日・休暇 同社既定に準じます

求人会社概要

求人会社名 外資系運用会社
概要 外資系運用会社
業種 投信・投資顧問

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