Are you interested in Wealth Management business and Business Risk role? Do you have experiences of KYC（Know Your Customers ）/ AML（Anti-Money Laundering）, Investment Suitability, Information Security?
We are looking for someone who can:
You will be responsible for some or all of WM Japan's key risks including KYC / AML, Investment Suitability, Information Security, Fraud Prevention, Conflict of Interest, etc by implementing holistic control frameworks within the WM business front line.
The role will enable you to interact with internal partners such as front office, Compliance, Legal, Operations, IT, Operational Risk Control, and others.. You will also have close interaction with our regional and global teams.
The Business Risk & Regulatory Management (BR&RM) team forms a critical part of the "first line of defense" within Wealth Management Japan. In order to support business to grow sustainably in a compliant and risk-managed way, new team members are sought to improve risk coverage both in terms of bandwidth and depth.
The BR&RM Head reports directly to the Head of Wealth Management Japan and also to the Head of BR&RM APAC. The team currently comprises of 4 staffs including its Head.
||Your experience and skills
Some benchmarks are:
- Experience in banks and regulated securities brokers, particularly in private bank or retail business.
- Experience in banks and regulated securities brokers, in functions like risk management, risk control, compliance, monitoring, internal audit, etc.
- Professional Japanese language skills
- Business level English
- Proactivity in not only spotting issues, but proposing solutions
- Effective people interaction skills
Expert advice. Wealth management. Investment banking. Asset management. Retail banking. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in almost 900 offices and more than 50 countries. Do you want to be one of us?
What we offer
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.