||・Review marketing materials and pitch books for clients and prospects.
・Conduct investment guideline monitoring and trade reviews collaborating with overseas
compliance teams in Geneva and London.
・Assist the Legal and Compliance team in Japan in providing advice to the business in
their day-to-day business operations.
・Assist in collecting information for regulatory filings/audits.
・Plan and conduct training for new hires and other training events.
・Work with team in developing and drafting compliance policies and procedures.
・Keeping up-to-date with relevant regulatory/rule changes including the implementation
of such regulatory/rule changes.
||・Work experience in financial industry, preferably in Asset Management industry, or work
experience in consulting firm covering financial industry.
・Ideally having compliance experiences in financial industry but not necessary.
・Pro-Active to learn new knowledge and challenges.
・Strong oral and written communication skills.
・Ability to multi-task and work well under pressure.
・Language skills: Native level of Japanese and Business level of English.
・University degree holder.
※推定年収 800万円～1500万円 （あくまで個別にて考慮）