Create and submit regulatory reports for Ginko and Shoken to regulators.
・ Enhance and perform 2nd level control for generated reports
・ Perform necessary trend analysis and when there are abnormality in figures escalate appropriately
・ Understands purpose of reports from regulators perspectives and when required respond to ad-hoc queries.
・ Create schedules/plans for creation/validation of reports and follow up with necessary stakeholders to ensure reports to be submitted in time.
・ Check regulatory updates and assess the impact to regulatory reporting
・ When business determines new activities assess the impact to regulatory reporting
・ Capable of providing business requirements for regulatory reports to technology group so that BNPPs system can produce appropriate reports
・ Liaise with business and operation group who are source of reporting to ensure team understands the purpose of
・ Set up and maintain client and product static data
・ Validate requests properly to ensure necessary information is obtained to set/up maintain static
・ Review dormant, expired, static and reduce unnecessary data
・ Understands the fields setting up and potential impact of each fields to down stream
・ Is able to describe business requirements to IT group in case there are new type of product/clients
・ When new/change of regulations / business come in assess the impact to client and product static
・ Understands the urgency of requests and process and prioritize task accordingly
・ Supervise outsourced activities properly and escalate any risk to management
・ Generation of bank statements for Ginko clients.
・ Generation of periodical customer statements for Ginko clients.
・ Client management for their queries
・ “Anti-Money Laundering / Financial Sanctions (“AML/FS”) related duties